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Evaluation ViewAttendees 6

Design, Compliance, and Operation

Watch out for the Land Mines! an ESOP Legal Update

Watch out for the Land Mines! An ESOP Legal Update

Tuesday, April 25, 2023
3:45 PM – 4:45 PM CST
Location: 2215 B
CE Hours 1
Onsite in KC
CE Type: CLE, CPE

    Speaker(s)

  • Alan H. Kandel, n/a

    Partner
    Husch Blackwell LLP
    St. Louis, Missouri, United States

  • Christian Nemeth

    Partner
    McDermott Will & Emery
    Chicago, IL, United States

    PDF Slides
Attendees will learn about recent legal developments affecting ESOPs, including recent court decisions, regulatory guidance, and statutory developments. NCEO Resource:
ESOP and 401(k) Plan Employer Stock Litigation Review 1990-2022

Learning Objectives:

  • Know the steps recommended by the DOL to protect an ESOP's cybersecurity
  • Identify an issue in which courts have been ruling in favor of fiduciaries
  • Understand why fiduciary insurance is harder to obtain and more expensive